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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-02-24 |
| TX | RA | APPROVED | 2022-02-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services,Inc | Northfield | IL | 10/2017 | 04/2019 |
| Northwestern Specialists In Plastic Surgery | Chicago | IL | 11/2015 | Present |
| Wells Fargo Clearing Services Llc | Chicago | IL | 04/2019 | 12/2021 |
| J.P. Morgan Securities Llc | Denver | CO | 02/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Denver | CO | 02/2022 | Present |
| Wells Fargo | Chicago | IL | 04/2019 | 12/2021 |
| Ameriprise Financial | Northfield | IL | 10/2017 | 04/2019 |
Entity Name: Northwestern Specialists in Plastic Surgery Investment related: No Address: 676 N Saint Clair St., STE 1575 Chicago, IL 60611 Nature of the other business: Position/Title/Relationship: Employee/Contractor Start Date: 11/01/2015 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The business is a plastic surgery office and medical spa. My responsibilities include consulting with management regarding business strategy, and acting as a liaison with the firm's partners such as accountants. I do not provide investment advice. The firm is a banking client of JPMC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-15 |
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