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William Hunter Boardman

Principal Securities, Inc.

Latham, NY

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-03-02
  • NY RA
    APPROVED
    Since 2026-03-02

Branch Locations

637 New Loudon Rd Ste 1, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P. Albany NY 06/2017 08/2017
The Ayco Company, L.P./Mercer Allied Albany NY 08/2017 01/2021
Kinderhook Bank Latham NY 06/2015 06/2017
Goldman Sachs & Co. Llc Cohoes NY 01/2021 02/2026
Principal Life Insurance Company Latham NY 02/2026 Present
Principal Securities, Inc. Latham NY 02/2026 Present
  • 06/2017 → 08/2017
    The Ayco Company, L.P.
    Albany, NY
  • 08/2017 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Albany, NY
  • 06/2015 → 06/2017
    Kinderhook Bank
    Latham, NY
  • 01/2021 → 02/2026
    Goldman Sachs & Co. Llc
    Cohoes, NY
  • 02/2026 → Present
    Principal Life Insurance Company
    Latham, NY
  • 02/2026 → Present
    Principal Securities, Inc.
    Latham, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-04
  • S66 Uniform Combined State Law Examination
    2018-06-04
Designations
Other Names
  • William Hunter Boardman
  • Chip Boardman
  • William Hunter Boardman

View on SEC IAPD

Other Firms

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EAGLE STRATEGIES LLC
MML INVESTORS SERVICES, LLC
CAPABLE WEALTH, LLC
LPL FINANCIAL LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
GALLAGHER FIDUCIARY ADVISORS, LLC

Other Investors

Becky M Sciortino
CHRISTOPHER MICHAEL INGEMIE
DAVID P MARTIN
DANIEL SCOTT SULLIVAN
Nicholas Arthur Mattiello
John Michael Daniels
Zachary T Rupert
Christopher Welfley

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LATHAM, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Latham, NY
EAGLE STRATEGIES LLC · LATHAM, NY
MML INVESTORS SERVICES, LLC · LATHAM, NY
CAPABLE WEALTH, LLC · LATHAM, NY
LPL FINANCIAL LLC · LATHAM, NY
LPL FINANCIAL LLC · LATHAM, NY
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · LATHAM, NY

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