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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-20
WA RA APPROVED 2018-06-22
  • TX RA
    APPROVED_RES
    Since 2022-09-20
  • WA RA
    APPROVED
    Since 2018-06-22

Branch Locations

20611 Bothell-Everett Hwy, Bothell, WA 98012 • United States

11127 Evergreen Way, Everett, WA 98204 • United States

12770 Gateway Drive, Tukwila, WA 98168 • United States

18333 Bothell Way Ne, Bothell, WA 98011 • United States

Seattle, WA • United States

13000 Ne 20Th Street, Bellevue, WA 98005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boeing Employee Credit Union Tukwila WA 09/2016 Present
Lpl Financial Llc Tukwila WA 09/2017 Present
  • 09/2016 → Present
    Boeing Employee Credit Union
    Tukwila, WA
  • 09/2017 → Present
    Tukwila, WA
Other Businesses

1) 2/23/18- Investment products and services are offered through LPL Financial LLC using the DBA/trade name BECU Investment Services 2) 08/20/2024 - Boeing Employee Credit Union- Notary - Inv-Related- at reported business location(s)- start date 01/20/2020 - 0 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-21
  • S66 Uniform Combined State Law Examination
    2018-06-21
Other Names
  • Maggie Dolan

View on SEC IAPD

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