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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-11-04
  • WA RA
    APPROVED
    Since 2024-11-04

Branch Locations

22722 29Th Dr Se Suite 100, Bothell, WA 98021 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

6927 Lakewood Dr W Suite C3, Tacoma, WA 98467 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Bothell WA 11/2013 06/2025
Householder Group Estate & Retirement Specialists Kirkland WA 08/2013 10/2024
Wealth Enhancement Group Bothell WA 11/2024 Present
Wealth Enhancement Advisory Services Bothell WA 11/2024 Present
Wealth Enhancement Brokerage Services Bothell WA 11/2024 Present
  • 11/2013 → 06/2025
    Lpl Financial Llc
    Bothell, WA
  • 08/2013 → 10/2024
    Householder Group Estate & Retirement Specialists
    Kirkland, WA
  • 11/2024 → Present
    Wealth Enhancement Group
    Bothell, WA
  • 11/2024 → Present
    Wealth Enhancement Advisory Services
    Bothell, WA
  • 11/2024 → Present
    Wealth Enhancement Brokerage Services
    Bothell, WA
Previous Registrations
  • 2015-07-24 → 2024-11-01
    Householder Group Estate & Retirement Specialists
    Kirkland, WA
    Bothell, WA
  • 2000-04-04 → 2004-12-06
    Bellevue, WA
Other Businesses

1. 06/23/2016 - No Business Name - Not Investment Related - At Reported Business Location(s) - Notary - Started 11/17/2014 * 1 Hour Per Month During Securities Trading - Notarizing docs for clients. 2. 11/01/2024 - Wealth Enhancement Advisory Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 11/01/2024 - 128 Hours Per Month/5.5 Hours During Securities Trading - Time Spent 80% - I provide investment advisory services through Wealth Enhancement Advisory Services, an independent investment advisor firm. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 3. 11/30/2023: Synchronize; At Reported Business Location(s); Non-Variable Insurance; Agent; start date 2/3/2020; 10hrs/mo.; 1hr during trading. 4. Wealth Enhancement Group - Non-Investment Related - Bothell, WA & Tacoma WA - Fixed Insurance - SVP, Financial Advisor - Start Date: 11/2025 - 10 Hours Spent Per Month, 10 Hours Spent During Trading Hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-02
S65 Uniform Investment Adviser Law Examination 1999-08-12
S63 Uniform Securities Agent State Law Examination 1998-08-13
  • S66 Uniform Combined State Law Examination
    2015-03-02
  • S65 Uniform Investment Adviser Law Examination
    1999-08-12
  • S63 Uniform Securities Agent State Law Examination
    1998-08-13
Designations
Other Names
  • Katrina Oxford
  • Katrina Sterling
  • Katrina Vanrensum
  • Katrina Louise Vanrensum

View on SEC IAPD

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