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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-11-04 |
Branch Locations
22722 29Th Dr Se Suite 100, Bothell, WA 98021 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
6927 Lakewood Dr W Suite C3, Tacoma, WA 98467 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Bothell | WA | 11/2013 | 06/2025 |
| Householder Group Estate & Retirement Specialists | Kirkland | WA | 08/2013 | 10/2024 |
| Wealth Enhancement Group | Bothell | WA | 11/2024 | Present |
| Wealth Enhancement Advisory Services | Bothell | WA | 11/2024 | Present |
| Wealth Enhancement Brokerage Services | Bothell | WA | 11/2024 | Present |
1. 06/23/2016 - No Business Name - Not Investment Related - At Reported Business Location(s) - Notary - Started 11/17/2014 * 1 Hour Per Month During Securities Trading - Notarizing docs for clients. 2. 11/01/2024 - Wealth Enhancement Advisory Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 11/01/2024 - 128 Hours Per Month/5.5 Hours During Securities Trading - Time Spent 80% - I provide investment advisory services through Wealth Enhancement Advisory Services, an independent investment advisor firm. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 3. 11/30/2023: Synchronize; At Reported Business Location(s); Non-Variable Insurance; Agent; start date 2/3/2020; 10hrs/mo.; 1hr during trading. 4. Wealth Enhancement Group - Non-Investment Related - Bothell, WA & Tacoma WA - Fixed Insurance - SVP, Financial Advisor - Start Date: 11/2025 - 10 Hours Spent Per Month, 10 Hours Spent During Trading Hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-02 |
| S65 | Uniform Investment Adviser Law Examination | 1999-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-13 |
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