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Frank Edward Yozwiak

Ballast, Inc.

Lexington, KY

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Current Employers
Ballast, Inc.

400 East Vine St Suite 400, Lexington, KY 40507 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2018-02-26
  • KY RA
    APPROVED
    Since 2018-02-26

Branch Locations

400 East Vine St Suite 400, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ballast, Inc. Lexington KY 09/2017 Present
Stidham & Associates, P.S.C. Lexington KY 12/2015 09/2017
  • 09/2017 → Present
    Lexington, KY
  • 12/2015 → 09/2017
    Stidham & Associates, P.S.C.
    Lexington, KY
Other Businesses

(1) - Sorbothane, Inc is a non-investment related business (manufacturing) located in Kent, Ohio. Act as a Consultant and minority owner providing consulting services to management. This activity began in October 2003. IAR spends 4-8 hours a month on this venture. (2) - Sorbo Hldings, LLC is a non-investment related business (manufacturing) located in Kent, Ohio. Act as a Consultant and minority owner providing consulting services to management. This activity began in October 2003. IAR spends 4-8 hours a month on this venture. (3) - The name of the other business: Frank Yozwiak Whether the business is investment-related: NO The nature of the other business: Insurance Agent Your position, title, or relationship with the other business: Agent The start date of your relationship: 03/2019 The approximate number of hours/month you devote to the other business: 1-2 The number of hours you devote to the other business during securities trading hours: 1-2 Briefly describe your duties relating to the other business: Sales and service (4) - The name of the other business: Impact Products LLC Whether the business is investment-related: NO The nature of the other business: Sales and distribution of impact absorbing pads and accessories Your position, title, or relationship with the other business: Co-Owner The start date of your relationship: 4/27/2020 The approximate number of hours/month you devote to the other business: 0-2 hrs/ week The number of hours you devote to the other business during securities trading hours: 0-2 hrs/ week Briefly describe your duties relating to the other business: Sales and distribution of impact absorbing pads and accessories (5) - Park Early Childhood Center - President of Board, in addition to Finance Committee.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-26
  • S65 Uniform Investment Adviser Law Examination
    2018-02-26
Designations

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