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400 East Vine St Suite 400, Lexington, KY 40507 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2018-02-26 |
Branch Locations
400 East Vine St Suite 400, Lexington, KY 40507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ballast, Inc. | Lexington | KY | 09/2017 | Present |
| Stidham & Associates, P.S.C. | Lexington | KY | 12/2015 | 09/2017 |
(1) - Sorbothane, Inc is a non-investment related business (manufacturing) located in Kent, Ohio. Act as a Consultant and minority owner providing consulting services to management. This activity began in October 2003. IAR spends 4-8 hours a month on this venture. (2) - Sorbo Hldings, LLC is a non-investment related business (manufacturing) located in Kent, Ohio. Act as a Consultant and minority owner providing consulting services to management. This activity began in October 2003. IAR spends 4-8 hours a month on this venture. (3) - The name of the other business: Frank Yozwiak Whether the business is investment-related: NO The nature of the other business: Insurance Agent Your position, title, or relationship with the other business: Agent The start date of your relationship: 03/2019 The approximate number of hours/month you devote to the other business: 1-2 The number of hours you devote to the other business during securities trading hours: 1-2 Briefly describe your duties relating to the other business: Sales and service (4) - The name of the other business: Impact Products LLC Whether the business is investment-related: NO The nature of the other business: Sales and distribution of impact absorbing pads and accessories Your position, title, or relationship with the other business: Co-Owner The start date of your relationship: 4/27/2020 The approximate number of hours/month you devote to the other business: 0-2 hrs/ week The number of hours you devote to the other business during securities trading hours: 0-2 hrs/ week Briefly describe your duties relating to the other business: Sales and distribution of impact absorbing pads and accessories (5) - Park Early Childhood Center - President of Board, in addition to Finance Committee.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-02-26 |
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