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Mona Gautam Mohan

J.P. Morgan Securities LLC

Scottsdale, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-07
AZ RA APPROVED 2023-02-03
  • TX RA
    APPROVED
    Since 2024-02-07
  • AZ RA
    APPROVED
    Since 2023-02-03

Branch Locations

4031 N. Scottsdale Road, Scottsdale, AZ 85251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Scottsdale AZ 01/2017 09/2017
Jp Morgan Chase Scottsdale AZ 11/2015 01/2017
J.P. Morgan Securities Llc Scottsdale AZ 09/2017 Present
Jpmorgan Chase Bank, N.A. Scottsdale AZ 09/2017 Present
  • 01/2017 → 09/2017
    Jp Morgan Chase
    Scottsdale, AZ
  • 11/2015 → 01/2017
    Jp Morgan Chase
    Scottsdale, AZ
  • 09/2017 → Present
    J.P. Morgan Securities Llc
    Scottsdale, AZ
  • 09/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-15
S63 Uniform Securities Agent State Law Examination 2017-12-15
  • S66 Uniform Combined State Law Examination
    2022-07-15
  • S63 Uniform Securities Agent State Law Examination
    2017-12-15
Other Names
  • Mona Gautam Mohan
  • Mona Gautam
  • Mona Mohan
  • Mona Guatam Mohan

View on SEC IAPD

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PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR · SCOTTSDALE, AZ
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