Han Gu

Current Employers

Employment History

• 12/2017 → 01/2018
  Unemployed
  Scarsdale, NY
• 11/2010 → 03/2017
  Crestwood Capital Management Llc
  New York, NY
• 10/2017 → 12/2017
  Nylife Securities Llc
  White Plains, NY
• 01/2018 → 04/2018
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 01/2018 → 04/2018
  Northwestern Mutual Investment Services Llc
  New York, NY
• 10/2017 → 12/2017
  New York Life Insurance Co
  White Plain, NY
• 04/2017 → 09/2017
  Unemployed
  Scarsdale, NY
• 04/2018 → 11/2022
  Cetera Financial Specialists
  Schaumburg, IL
• 04/2018 → 11/2022
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 12/2018 → Present
  Madison Fund Services Ltd.
  Bronx, NY
• 11/2022 → Present
  Kingswood Capital Partners, Llc
  Bronx, NY
• 11/2022 → Present
  Kingswood Wealth Management, Llc
  Bronx, NY

Previous Registrations

• 2018-04-27 → 2022-11-04
  Cetera Investment Advisers Llc
  Scarsdale, NY
  Bronx, NY

Other Businesses

1) MADISON FUND SERVICE, LTD.; - NOT INVESTMENT RELATED - 2 Overhill rd, suite 400, scarsdale, ny 10583 - TAX PLANNING AND CONSULTING - PRESIDENT - 2010 - 150 HOURS - 100 HOURS - PROVIDE TAX CONSULTING AND PREPARATION SERVICES FOR CLIENTS 2) HAN GU- P&C INSURANCE BROKER - NOT INVESTMENT RELATED - 2 Overhill rd, suite 400, scarsdale, ny 10583 - PROPERTY AND CASUALTY INSURANCE BROKER - BROKER - 12/2018 - 5-10 HOURS - 0 HOURS - PROVIDE THE INSURANCE QUOTE TO CLIENTS AND ASSIST WITH ISSUING POLICY.

Exams

• S66 Uniform Combined State Law Examination
  2018-04-25

Designations

Other Names

• Han Gu