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Sean Patrick Little

Thrivent Investment Management Inc.

Irvine, CA

Del Mar, CA

Rancho Santa Margarita, CA

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-07-31
TX RA APPROVED_RES 2020-08-10
CA RA APPROVED 2018-02-02
  • OK RA
    APPROVED
    Since 2023-07-31
  • TX RA
    APPROVED_RES
    Since 2020-08-10
  • CA RA
    APPROVED
    Since 2018-02-02

Branch Locations

49 Discovery, Irvine, CA 92618 • United States

445 Marine View Avenue, Del Mar, CA 92014 • United States

Rancho Santa Margarita, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edison High School Huntington Beach CA 03/2016 12/2017
Pacific Coast Aquatics Los Alamitos CA 01/2017 12/2017
Huntington Beach Water Polo Club Huntington Beach CA 01/2013 12/2016
Thrivent Investment Management Inc Irvine CA 11/2017 Present
Thrivent Financial Appleton WI 12/2017 04/2018
Thrivent Financial Appleton WI 04/2018 Present
  • 03/2016 → 12/2017
    Edison High School
    Huntington Beach, CA
  • 01/2017 → 12/2017
    Pacific Coast Aquatics
    Los Alamitos, CA
  • 01/2013 → 12/2016
    Huntington Beach Water Polo Club
    Huntington Beach, CA
  • 11/2017 → Present
    Thrivent Investment Management Inc
    Irvine, CA
  • 12/2017 → 04/2018
    Thrivent Financial
    Appleton, WI
  • 04/2018 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-02
  • S66 Uniform Combined State Law Examination
    2018-02-02

View on SEC IAPD

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