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Joseph W Locke

Edward Jones

Colorado Springs, CO

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-12-11
CO RA APPROVED 2017-12-14
  • TX RA
    APPROVED
    Since 2018-12-11
  • CO RA
    APPROVED
    Since 2017-12-14

Branch Locations

1125 Kelly Johnson Blvd Suite 241, Colorado Springs, CO 80920-3944 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2017 Present
Us Air Force Washington DC 06/1995 10/2017
  • 10/2017 → Present
    Edward Jones
    St Louis, MO
  • 06/1995 → 10/2017
    Us Air Force
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-13
  • S66 Uniform Combined State Law Examination
    2017-12-13
Other Names
  • Joseph Wade Locke

View on SEC IAPD

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LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
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