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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-18
CO RA APPROVED 2024-10-09
  • TX RA
    APPROVED
    Since 2024-10-18
  • CO RA
    APPROVED
    Since 2024-10-09

Branch Locations

6400 S Fiddlers Green Cir, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Haven CT 02/2018 04/2024
Gianni Rae Associates New Haven CT 01/2017 02/2018
Homemaker New Haven CT 03/2016 01/2017
Keuka College Keuka Park CT 12/2013 03/2017
Unemployed Castle Rock CO 05/2024 09/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenwood Village CO 09/2024 Present
Mountain West Advisors Littleton CO 03/2024 07/2024
Norc Chicago IL 06/2023 08/2023
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-13
  • S66 Uniform Combined State Law Examination
    2021-05-13
Other Names
  • Paulina Rapacz

View on SEC IAPD

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