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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-06-26 |
| DE | RA | APPROVED | 2022-03-10 |
| WY | RA | APPROVED | 2021-11-29 |
| NY | RA | APPROVED | 2021-04-16 |
| ID | RA | APPROVED | 2021-02-10 |
| NH | RA | APPROVED | 2019-05-16 |
| NV | RA | APPROVED | 2019-04-17 |
| IN | RA | APPROVED | 2018-01-02 |
| AL | RA | APPROVED | 2016-02-08 |
| WA | RA | APPROVED | 2015-01-06 |
| OR | RA | APPROVED | 2014-04-14 |
| TX | RA | APPROVED_RES | 2013-05-24 |
| CO | RA | APPROVED | 2012-09-10 |
| SC | RA | APPROVED | 2012-05-29 |
| MO | RA | APPROVED | 2012-02-06 |
| FL | RA | APPROVED | 2012-01-26 |
| PA | RA | APPROVED | 2011-04-13 |
| WV | RA | APPROVED | 2011-03-15 |
| GA | RA | APPROVED | 2011-03-10 |
| MI | RA | APPROVED | 2009-11-23 |
| OH | RA | APPROVED | 2009-11-23 |
| VA | RA | APPROVED | 2009-08-06 |
| DC | RA | APPROVED | 2009-04-06 |
| VT | RA | APPROVED | 2008-04-21 |
| MA | RA | APPROVED | 2008-04-18 |
| NJ | RA | APPROVED | 2008-04-16 |
| NC | RA | APPROVED | 2008-04-16 |
| CA | RA | APPROVED | 2008-04-14 |
| CT | RA | APPROVED | 2008-04-14 |
| IL | RA | APPROVED | 2008-04-14 |
| LA | RA | APPROVED | 2008-04-14 |
| MD | RA | APPROVED | 2008-04-14 |
Branch Locations
5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States
Tampa, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | San Diego | CA | 01/2014 | 10/2017 |
| Park Avenue Securities Llc | San Diego | CA | 01/2014 | 10/2017 |
| Guardian Life Insurance Co Of America | Carlsbad | CA | 01/2015 | 09/2020 |
| Park Avenue Securities Llc | Carlsbad | CA | 01/2015 | 09/2020 |
| Guardian Life Insurance Company | La Jolla | CA | 10/2017 | 10/2021 |
| Park Avenue Securities | La Jolla | CA | 10/2017 | 10/2021 |
| Guardian Life Insurance Company | Tampa | FL | 10/2021 | Present |
| Park Avenue Securities | Tampa | FL | 10/2021 | Present |
1. Insurance other than Guardian-Property and casualty insurance to clients Start: 02/23/2010 Address: 4275 Executive Square Drive, Suite 800, La Jolla, CA 92037 5 bus hrs per month Investment related 2. Assistant Coach & Fundraiser for Local Little League-Raise money for condition of fields improvements. Start: 01/01/2014 Address: 3550 Calle Palmito, Carlsbad, CA 92009 5 non bus hrs per month Not investment related 3. Insurance Sales- licensed to work with insurance as a broker. Start: 01/11/2012 Address: 4275 Executive Square Drive, Suite 800, La Jolla, CA 92037 15 bus hrs per month Investment related 4. TKO HOLDINGS, LLC-Building housed Cambium Office Start: 06/23/2009 Address: 254 Brick Blvd, Brick, NJ 08723 1 bus hr per month Investment related 5. Venbrook Insurance Services-Broker of property and casualty insurance Start: 04/23/2018 Address: 6320 Canoga Avenue, 12th Floor-Woodland Hills, CA 91367 1-2 non bus hrs per month Investment related 6. Luna Olivia, LLC-entity to hold personal, private investments to provide protection to my personal balance sheet. Start: 07/18/2018 Address: 3450 Sitio Sandia Carlsbad, CA 92009 0 hrs per month Not investment related 7. Savoy-independent contractor for Savoy, a Health Insurance Broker. I do not actively participate, though there is renewal income that I must maintain an active contract with Savoy to receive. Start: 04/23/2019 Address: NA 0 hrs per month Investment related 8. Little Italy Property-purchasing an apartment in downtown San Diego, in the district known as Little Italy. Start: 11/19/2020, Address: 1240 India Street, #104 San Diego, CA 92101, 0 total hours per month, Less than 10% annual compensation, Investment related, 9. Olivia RE LLC, Business Owner, Real Estate Industry to buy properties. Start: 08/26/2024, Address: 3420 S Virginia Ct., Tampa, FL 33629, 10 total hours per month, 5 during securities trading hours, Less than 10% annual compensation, Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-27 |
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