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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-07 |
| MN | RA | APPROVED | 2018-05-03 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls [Ge-Rbo], Minneapolis, MN 55402 • United States
1502 London Rd Ste 210, Duluth, MN 55812 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Johnson Insurance Consultants | Duluth | MN | 03/2016 | 09/2017 |
| Principal Securities Inc | Duluth | MN | 10/2017 | 04/2018 |
| Johnson Insurance Consultants | Duluth | MN | 03/2018 | 04/2018 |
| Wells Fargo Clearing Services, Llc | Duluth | MN | 04/2018 | Present |
HERMANTOWN HAWKS BLUELINE CLUB; NOT INV. RELATED; HERMANTOWN, MN; PRESIDENT; START DATE 7/2018; 4 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: HELP FORM THE ENTITY AND RUN DAY TO DAY OPERATIONS INCLUDING FUNDRAISING AND DIRECTING ENTITY INITIATIVES. HERMANTOWN INDEPENDENT SCHOOL, NOT INVT RELATED, MERMANTOWN, MN, HIGH SCHOOL HOCKEY COACH, START DATE 11/13/2023, 10 HRS PER MONTH, 0 HRS DURING TRADING, ATTEND PRACTICES AND GAMES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-16 |
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