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Wang Liao

Hsbc Securities (Usa) Inc.

Irvine, CA

San Diego, CA

Beverly Hills, CA

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2025-09-19
GA RA APPROVED 2025-09-05
VI RA APPROVED 2025-08-29
AK RA APPROVED 2025-08-28
NM RA APPROVED 2025-08-26
AL RA APPROVED 2025-08-25
DE RA APPROVED 2025-08-25
IA RA APPROVED 2025-08-25
KS RA APPROVED 2025-08-25
LA RA APPROVED 2025-08-25
ME RA APPROVED 2025-08-25
MN RA APPROVED 2025-08-25
MT RA APPROVED 2025-08-25
NE RA APPROVED 2025-08-25
NC RA APPROVED 2025-08-25
PR RA APPROVED 2025-08-25
TX RA APPROVED 2025-08-25
UT RA APPROVED 2025-08-25
DC RA APPROVED 2025-08-18
CA RA APPROVED 2025-08-11
MD RA APPROVED 2025-07-30
CT RA APPROVED 2018-03-16
  • ND RA
    APPROVED
    Since 2025-09-19
  • GA RA
    APPROVED
    Since 2025-09-05
  • VI RA
    APPROVED
    Since 2025-08-29
  • AK RA
    APPROVED
    Since 2025-08-28
  • NM RA
    APPROVED
    Since 2025-08-26
  • AL RA
    APPROVED
    Since 2025-08-25
  • DE RA
    APPROVED
    Since 2025-08-25
  • IA RA
    APPROVED
    Since 2025-08-25
  • KS RA
    APPROVED
    Since 2025-08-25
  • LA RA
    APPROVED
    Since 2025-08-25
  • ME RA
    APPROVED
    Since 2025-08-25
  • MN RA
    APPROVED
    Since 2025-08-25
  • MT RA
    APPROVED
    Since 2025-08-25
  • NE RA
    APPROVED
    Since 2025-08-25
  • NC RA
    APPROVED
    Since 2025-08-25
  • PR RA
    APPROVED
    Since 2025-08-25
  • TX RA
    APPROVED
    Since 2025-08-25
  • UT RA
    APPROVED
    Since 2025-08-25
  • DC RA
    APPROVED
    Since 2025-08-18
  • CA RA
    APPROVED
    Since 2025-08-11
  • MD RA
    APPROVED
    Since 2025-07-30
  • CT RA
    APPROVED
    Since 2018-03-16

Branch Locations

15315 Culver Drive Suite #187, Irvine, CA 92604 • United States

San Diego, CA • United States

445 North Bedford Drive 3Rd Floor, Beverly Hills, CA 90210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. New York NY 10/2017 Present
Columbia University New York NY 09/2015 02/2017
Abroad Intellect, Inc Boston MA 06/2017 09/2017
Dld Asset Management, Lp New York NY 02/2017 06/2017
Hsbc Private Banking New York NY 10/2017 Present
  • 10/2017 → Present
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 09/2015 → 02/2017
    Columbia University
    New York, NY
  • 06/2017 → 09/2017
    Abroad Intellect, Inc
    Boston, MA
  • 02/2017 → 06/2017
    Dld Asset Management, Lp
    New York, NY
  • 10/2017 → Present
    Hsbc Private Banking
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-16
  • S66 Uniform Combined State Law Examination
    2018-03-16
Designations
Other Names
  • Candice Liao

View on SEC IAPD

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