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Joseph Simons

Charles Schwab & Co., Inc.

The Woodlands, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-07
  • TX RA
    APPROVED
    Since 2024-10-07

Branch Locations

1599 Lake Robbins Drive Suite B-150, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Bank Littleton CO 08/2016 07/2019
Key Investment Services Littleton CO 09/2017 08/2019
Jp Morgan Chase Bank, N.A. Las Vegas NV 08/2019 06/2020
Jp Morgan Securities Llc Las Vegas NV 08/2019 06/2020
Keybank Littleton CO 06/2020 11/2021
Key Investment Services Littleton CO 06/2020 11/2021
Charles Schwab & Co., Inc. The Woodlands TX 11/2021 Present
Charles Schwab Bank, Ssb The Woodland TX 11/2021 Present
  • 08/2016 → 07/2019
    Key Bank
    Littleton, CO
  • 09/2017 → 08/2019
    Key Investment Services
    Littleton, CO
  • 08/2019 → 06/2020
    Jp Morgan Chase Bank, N.A.
    Las Vegas, NV
  • 08/2019 → 06/2020
    Jp Morgan Securities Llc
    Las Vegas, NV
  • 06/2020 → 11/2021
    Keybank
    Littleton, CO
  • 06/2020 → 11/2021
    Key Investment Services
    Littleton, CO
  • 11/2021 → Present
    Charles Schwab & Co., Inc.
    The Woodlands, TX
  • 11/2021 → Present
    Charles Schwab Bank, Ssb
    The Woodland, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-10
S63 Uniform Securities Agent State Law Examination 2018-04-14
  • S66 Uniform Combined State Law Examination
    2022-10-10
  • S63 Uniform Securities Agent State Law Examination
    2018-04-14
Designations
Other Names
  • Oneil Levassuer

View on SEC IAPD

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Other Offices

PROVIDENT WEALTH ADVISORS, LLC · THE WOODLANDS, TX
AMERIPRISE FINANCIAL SERVICES, LLC · THE WOODLANDS, TX
J. W. COLE ADVISORS, INC. · THE WOODLANDS, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · The Woodlands, TX
AMERIPRISE FINANCIAL SERVICES, LLC · The Woodlands, TX
ROSSBY FINANCIAL, LLC · The Woodlands, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · The Woodlands, TX
ALLSTATE FINANCIAL ADVISORS, LLC · Spring, TX

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