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8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2018-10-17 |
Branch Locations
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
3971 E. Paradise Falls Dr. Ste. 114, Tuscon, AZ 85712 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life | St. Paul | MN | 01/1999 | 10/2018 |
| Securian Financial Services, Inc. | St. Paul | MN | 01/1999 | 10/2018 |
| Cri Securities, Llc | St. Paul | MN | 01/1999 | 10/2018 |
| North Star Consultants, Inc & North Star Brokerage Inc | Tucson | AZ | 01/1999 | 10/2018 |
| M. S. Howells & Co. | Scottsdale | AZ | 10/2018 | 10/2022 |
| Ashton Thomas Private Wealth | Tuscon | AZ | 10/2018 | Present |
| Ashton Thomas Insurance Agency | Scottsdale | AZ | 10/2018 | Present |
| Ashton Thomas Securities, Llc | Rochester | NY | 07/2026 | Present |
1) OCT 2018; ASHTON THOMAS PRIVATE WEALTH, TUSCON, AZ; INVESTMENT RELATED; INVESTMENT ADVISORY SERVICES; IAR; PROVIDE INVESTMENT ADVICE AND PORTFOLIO MANAGEMENT; DEVOTE 80 HRS/MONTH, 3 HRS DURING MARKET HOURS. 2) OCT 2018; ASHTON THOMAS INSURANCE AGENCY, SCOTTSDALE, AZ; LIFE INSURANCE SALES; SPEAKING TO CLIENTS ABOUT LIFE INSURANCE; DEVOTE 10 HRS/MONTH, 1/2 HR DURING MARKET HOURS. 3) Frontline to Field Foundation; Not Investment-Related; P.O. Box 3, Niles, OH 44446; Public Charity; At-Large Board Member;1/30/2025; 0 hours/month during securities trading hours. 4) Oro Valley Fast Pitch Softball; Not Investment-Related; Oro Valley, AZ 85737; Non-Profit Recreational Youth Girls' Softball League; Board Treasurer/Team Coach; 8/1/2025; 0 hours/month during securities trading hours. 5) Leman Academy of Excellence; Not Investment-Related; Oro Valley, AZ 85755; Charter School/PTO; At-Large Board Member of PTO Board; 1/30/2026; 0 hours/month during securities trading hours. 6) ASHTON THOMAS SECURITIES, LLC; INVESTMENT RELATED; ROCHESTER, NY; BROKER-DEALER; REGISTEREDREPRESENTATIVE; 07/2026; SECURITIES SALES Dually registered with an affiliated broker-dealer, Ashton Thomas Securities and registered investment adviser, Ashton Thomas Private Wealth; activity conducted in the individual's capacity as a registered representative and investment adviser representative of the affiliated entities.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-08-08 |
| S66 | Uniform Combined State Law Examination | 1999-04-24 |
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