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Sebastian Alfonso Lopez

Charles Schwab & Co., Inc.

Honolulu, HI

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2019-05-02
  • HI RA
    APPROVED
    Since 2019-05-02

Branch Locations

841 Bishop St Suite 145, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waste Management Inc. Phoenix AZ 12/2016 08/2017
Arizona State University Park & Transit Services Tempe AZ 09/2015 05/2017
Arizona State University Tempe AZ 08/2013 05/2017
Charles Schwab & Co., Inc. Honolulu HI 09/2017 Present
Charles Schwab Bank Ssb Honolulu HI 01/2019 Present
  • 12/2016 → 08/2017
    Waste Management Inc.
    Phoenix, AZ
  • 09/2015 → 05/2017
    Arizona State University Park & Transit Services
    Tempe, AZ
  • 08/2013 → 05/2017
    Arizona State University
    Tempe, AZ
  • 09/2017 → Present
    Charles Schwab & Co., Inc.
    Honolulu, HI
  • 01/2019 → Present
    Charles Schwab Bank Ssb
    Honolulu, HI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-05
  • S66 Uniform Combined State Law Examination
    2018-03-05
Other Names
  • Sebastian A Lopez
  • Sebastian A Lopez

View on SEC IAPD

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Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI

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