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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-21 |
| DC | RA | APPROVED | 2022-01-26 |
| NJ | RA | APPROVED | 2021-12-03 |
| PA | RA | APPROVED | 2020-09-09 |
Branch Locations
679 Heacock Rd, Yardley, PA 19067 • United States
100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services Llc | St Louis | MO | 09/2017 | Present |
| Pnc Bank | Pittsburgh | PA | 05/2005 | 09/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-20 |
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