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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-10-25 |
| TX | RA | APPROVED | 2024-10-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allen Klippel | St. Louis | MO | 06/2013 | 08/2017 |
| Td Ameritrade | St. Louis | MO | 09/2017 | 11/2017 |
| Merrill Lynch, Pierce, Fenner & Smith | Clayton | MO | 09/2019 | 03/2021 |
| Allen Klippel | St. Louis | MO | 01/2018 | 09/2019 |
| Kirkwood School District | Kirkwood | MO | 02/2019 | 05/2019 |
| Fidelity Investments | Scottsdale | AZ | 03/2021 | 03/2022 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 03/2022 | 10/2024 |
| Unemployed | Kirkwood | MO | 12/2017 | 12/2017 |
| Worldwide Express | Clayton | MO | 04/2018 | 09/2018 |
| J.P. Morgan Securities Llc | Scottsdale | AZ | 10/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Scottsdale | AZ | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-17 |
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