Kevin Umesh Shah

Current Employers

Employment History

• 12/2016 → 09/2017
  Wells Fargo
  Newport Coast, CA
• 09/2017 → 03/2021
  Provence Registered Investment Advisors Llc
  Irvine, CA
• 09/2013 → 09/2017
  University Of California, Irvine
  Irvine, CA
• 06/2018 → 08/2021
  Lpl Financial
  Irvine, CA
• 06/2016 → 12/2016
  Unemployed
  Irvine, CA
• 03/2021 → 08/2021
  Provence Registered Investment Advisors Llc
  Irvine, CA
• 08/2021 → 03/2022
  Compound Advisers, Inc. (Crd: 306341)
  San Francisco, CA
• 04/2022 → Present
  Lpl Financial Llc
  Irvine, CA
• 04/2022 → 03/2025
  Provence Wealth Management Group
  Irvine, CA
• 12/2024 → Present
  Independent Advisor Alliance
  Charlotte, NC
• 03/2025 → Present
  Revant Wealth Management
  Irvine, CA

Previous Registrations

• 2022-09-02 → 2025-03-28
  Provence Wealth Management Group
  Irvine, CA
• 2021-12-17 → 2022-03-21
  Compound Advisers, Inc.
  San Francisco, CA
  Irvine, CA
• 2021-05-18 → 2021-09-30
  Provence Wealth Management Group
  Irvine, CA

Other Businesses

1. 04/11/2022 - Provence Wealth Management - DBA for LPL Business (entity for LPL business) - Financial Professional 2. 12/13/2024 - PROVENCE WEALTH MANAGEMENT GROUP - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 12/2024 - 160 Hours Per Month/130 Hours During Securities Trading 3. 08/02/2023 - University of California, Irvine - Department of Continuing Education - Not Investment Related - 510 E Peltason Dr, Irvine, CA 92697 - Lecturer - Start Date 07/11/2023 - 20 Hours Per Month/ 0 Hours During Trading 4) 02/07/2025 - KSHAH Consulting LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) -Start Date:01/13/2025 - 20 Hrs/Mth - 20 Hrs During Trading. 5) 07/21/2022 - Provence Registered Investment Advisor - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:4/2022 -160 Hrs/Mth - 130 Hrs During Trading.I provide investment advisory services through Provence Registered Investment Advisor, an independent investment advisor firm. I started this business activity in 4/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 04/11/2022 - Provence Wealth Management - Investment Related . 7) 04/01/2025 - Revant Wealth LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/01/2025 - 40 Hrs/Mth - 6 Hrs During Trading. 8) 04/02/2025 - INDEPENDENT ADVISOR ALLIANCE, LLC - Investment Related - At Reported Business Location(s) - Start Date:03/01/2025 - 40 Hrs/Mth - 6 Hrs During Trading.I provide investment advisory services through Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity in 3/2025. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9) 04/03/2025 - Revant Wealth - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:03/01/2025 - 40 Hrs/Mth - 6 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2019-07-22