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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-03-26 |
Branch Locations
45 William St, Wellesley Hills, MA 02481 • United States
780 N Western Ave, Lake Forest, IL 60045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Lake Barrington | IL | 06/2017 | 10/2017 |
| University Of Illinois | Champaign | IL | 08/2012 | 06/2017 |
| Axa Advisors, Llc | New York | NY | 10/2017 | 02/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Deer Park | IL | 03/2019 | Present |
| Bank Of America, N.A. | Deer Park | IL | 03/2019 | Present |
I*126206 For profit or not for profit: For-Profit Organization Name of outside business organization: Clinical Investigation Specialist Investment related: N Address of business: Gurnee, Illinois 60031 Nature of business: Corporation, Position, title, association: Other, Test Subject Start date of relationship: 9/10/2019 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 4 Duties: I am participating in a clinical trial for an experimental drug as a test subject. This is a Phase III clinical trial that will determine if the drug is submitted to the FDA for approval. I will be receiving $50 compensation per visit.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-19 |
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