Roohi Khan Darugar

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 12/2018
  Waddell And Reed, Inc.
  San Diego, CA
• 11/2010 → 12/2018
  Various Insurance Carriers For W & R Insurance Agencies
  San Diego, CA
• 12/2018 → Present
  Lpl Financial, Llc
  San Diego, CA

Previous Registrations

• 2010-11-05 → 2018-12-21
  Waddell & Reed
  San Diego, CA
  San Diego, CA
  Irvine, CA
  Riverside, CA
  Las Vegas, NV
• 2006-01-26 → 2008-11-12
  Waddell & Reed
  Irvine, CA
  San Diego, CA
• 1999-07-02 → 2004-02-05
  Waddell & Reed
  San Diego, CA

Other Businesses

1. 05/01/2017 - REAL ESTATE RENTAL/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 13110 SIERRA MESA, SAN DIEGO, CA 92129 2. 09/01/2014 - REAL ESTATE RENTAL/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 614 CITRUS AVE, VISTA, CA 92084-5042

Exams

• S66 Uniform Combined State Law Examination
  1999-06-22

Other Names

• Roohi Khan Darugar
• Roohi K Darugar
• Roohi Darugar