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Daniel Eugene Moylan

Carlson Financial

Topeka, KS

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Current Employers
Carlson Financial

1201 Sw Oakley Avenue, Topeka, KS 66604 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-01-13
  • KS RA
    APPROVED
    Since 2022-01-13

Branch Locations

1201 Sw Oakley Avenue, Topeka, KS 66604 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carlson Financial Topeka KS 03/2015 Present
Global Financial Private Capital, Llc Sarasota FL 09/2017 04/2019
  • 03/2015 → Present
    Carlson Financial
    Topeka, KS
  • 09/2017 → 04/2019
    Global Financial Private Capital, Llc
    Sarasota, FL
Previous Registrations
  • 2018-10-17 → 2021-12-31
    Carlson Financial
    Topeka, KS
  • 2017-09-26 → 2019-04-26
    Global Financial Private Capital, Inc.
    Virginia Beach, VA
    Glen Allen, VA
    Topeka, KS
    Sarasota, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-28
  • S65 Uniform Investment Adviser Law Examination
    2017-03-28
Other Names
  • Dan E Moylan
  • Danny E Moylan

View on SEC IAPD

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