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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-01-20 |
| TX | RA | APPROVED | 2022-01-20 |
Branch Locations
102 South Tejon Street Suite 700, Colorado Springs, CO 80903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenwood Village | CO | 08/2017 | 01/2018 |
| Walsh & Associates | Burnsville | MN | 08/2013 | 08/2017 |
| Bank Of America, N.A. | Greenwood Village | CO | 01/2018 | 01/2022 |
| Stifel Nicolaus & Co Inc | Colorado Springs | CO | 01/2022 | Present |
1. St Mary's High School, 2501 E. Yampa St, Colorado Springs, CO 80909; Assistant Football Coach; Teaching the game of football to high schoolers; 7/1/20; 5 hr/mo; Not During Securities Trading Hours; Not Investment Related. 2. St. Gabriel Classical Academy; 8755 Scarborough Dr Colorado Springs, CO 80920; Catholic School; Member of the SGCA Strategic Advisory Council; Providing guidance to the Pastor and Principal relating to the school's long term goals, plans and mission.; 11/22/2023; 3 hrs/month; Not during securities trading hours; Not Investment-Related 3. St. Gabriel Classical Academy; 4727 Coach House Dr Colorado Springs, CO 80920; Private School; President of SGCA School Advisory Council (SAC); Providing guidance to Pastor and Principal relating to the school's long-term goals, plans and mission; 07/21/2026; 3 hours/month; Not during securities trading hours; Not Investment-Related 4. St. Gabriel the Archangel Catholic Church; 8755 Scarborough Dr Colorado Springs, CO 80920; Catholic Church; Finance Council - Member; Providing guidance to the Pastor of St. Gabriel's relating to the parish's goals, plans and mission.; 07/28/2026; 2 hours/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-21 |
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