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Diana Carolina Ruiz

Osaic Wealth, Inc.

Mishawaka, IN

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-11
IN RA APPROVED 2021-04-27
  • TX RA
    APPROVED_RES
    Since 2026-05-11
  • IN RA
    APPROVED
    Since 2021-04-27

Branch Locations

3900 Edison Lakes Pkwy Suite 120, Mishawaka, IN 46545 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Salon Rouge Inc Mishawaka IN 08/2011 Present
Osaic Mishawaka IN 05/2020 Present
  • 08/2011 → Present
    Salon Rouge Inc
    Mishawaka, IN
  • 05/2020 → Present
    Osaic
    Mishawaka, IN
Other Businesses

1. RENTAL INCOME POSITION: Homeowner NATURE: This is my personal residence, so there is no formal business structure or business name. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2021 ADDRESS: 743 S. Logan St, South Bend IN 46615, United States DESCRIPTION: I act as a landlord which includes ensuring the building is in compliance with state code, taking care of complaints, and general maintenance of the property. 2. LIFE INSURANCE POSITION: Registered Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/01/2020 ADDRESS: 3900 Edison Lakes Pkwy, #120, Mishawaka IN 46545, United States DESCRIPTION: This license is to facilitate and complement other aspects of the comprehensive financial services my firm provides- it is mostly used as part of a survivor needs analysis. 3. HAIR STYLIST POSITION: Senior Stylist NATURE: The salon is an incorporated business. Additionally, I do freelance work for 2 other entities. INVESTMENT RELATED: No NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 16 START DATE: 08/15/2011 ADDRESS: 1004 E. University Dr., Granger IN 46545, United States DESCRIPTION: I provide a variety of hair services, primarily bridal hair. I also market my work through social media. 4. VANTAGEPOINTE FINANCIAL GROUP POSITION: Advisor NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 240 START DATE: 06/01/2020 ADDRESS: 3900 Edison Lakes Parkway, Ste 120, Mishawaka IN 46545, United States DESCRIPTION: solictation and sale of insurance, advisory and securities products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-21
S63 Uniform Securities Agent State Law Examination 2020-12-15
  • S65 Uniform Investment Adviser Law Examination
    2021-04-21
  • S63 Uniform Securities Agent State Law Examination
    2020-12-15
Other Names
  • Diana Carolina Ruiz
  • Diana Ruiz
  • Diana C Ruiz

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