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Dominick J Sardella

Charles Schwab & Co., Inc.

Scottsdale, AZ

Chandler, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-05
CA RA APPROVED 2019-03-25
  • AZ RA
    APPROVED
    Since 2023-06-05
  • CA RA
    APPROVED
    Since 2019-03-25

Branch Locations

7293 N Scottsdale Rd Suite 107, Scottsdale, AZ 85253 • United States

3031 West Frye Road Bldg. D, Chandler, AZ 85226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Chandler CA 08/2017 Present
Grant Thornton Phoenix AZ 01/2017 03/2017
Sardella's Pizza & Wings Phoenix AZ 06/2014 01/2017
Unemployed Glendale AZ 03/2017 08/2017
Charles Schwab Bank, Ssb Chandler AZ 07/2019 Present
  • 08/2017 → Present
    Charles Schwab & Co., Inc.
    Chandler, CA
  • 01/2017 → 03/2017
    Grant Thornton
    Phoenix, AZ
  • 06/2014 → 01/2017
    Sardella's Pizza & Wings
    Phoenix, AZ
  • 03/2017 → 08/2017
    Unemployed
    Glendale, AZ
  • 07/2019 → Present
    Charles Schwab Bank, Ssb
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-25
S63 Uniform Securities Agent State Law Examination 2018-01-16
  • S66 Uniform Combined State Law Examination
    2019-03-25
  • S63 Uniform Securities Agent State Law Examination
    2018-01-16

View on SEC IAPD

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