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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-19 |
| TX | RA | APPROVED | 2020-05-29 |
| IL | RA | APPROVED | 2020-02-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 08/2017 | 11/2019 |
| Swift Transportation | Addison | IL | 07/2013 | 07/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 08/2017 | Present |
| Bank Of America, N.A. | Chicago | IL | 08/2017 | Present |
I*1800357 Entity Type: N/A Name of OBA: Rental Property 1 Address:Chicago, IL Investment Related:No Position, Title, Association:Sole owner Start Date:05/15/2024 No Hours: 0 Yearly No Hours during trading:0 Duties:N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-21 |
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