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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-30 |
| MI | RA | APPROVED | 2023-06-12 |
Branch Locations
39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Birmingham | MI | 07/2017 | 05/2023 |
| Jpmorgan Securities Llc | Birmingham | MI | 07/2017 | 05/2023 |
| Fca Us Llc | Auburn Hills | MI | 04/2017 | 07/2017 |
| Ziegler Capital Management, Llc | Chicago | IL | 04/2015 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bloomfield Hills | MI | 06/2023 | Present |
| Bank Of America, N.A. | Bloomfield Hills | MI | 06/2023 | Present |
I*3546265, Entity Type: Entity Charitable, Name of OBA: Catholic Foundation of Michigan, Address: Bloomfield Hills, Michigan, 48302, Investment Related: N, Position, Title, Association: ["Committee"], Employee Start Date: 01/16/2026, No Hours: 30 Yearly, No Hours during Trading: 10 Yearly, Duties: Review grant applications. With your help, the Catholic Foundation of Michigan is building the framework to support a thriving Catholic community in southeast Michigan long into the future. By inspiring faith-filled charitable giving and managing assets to provide perpetual funding to Catholic schools, parishes, and ministries, we work in partnership with generous donors to make a lasting and meaningful impact with their gifts. I*4749299, Entity Type: Entity Charitable, Name of OBA: Ronald McDonald House Detroit, Address: Detroit, Michigan, 48201, Investment Related: Y, Position, Title, Association: ["Committee"], Employee Start Date: 07/31/2026, No Hours: 12 Yearly, No Hours during Trading: 0 Yearly, Duties: Please see the attached. The role does not involve oversight of the Outside Organization¿s relationships with Bank of America. The role does not have control of, or authorization over, the Outside Organization¿s investment accounts. I will not be granted access to deposit accounts or lines of credit of the Outside Organization. At RMHC Detroit, we provide essential services that remove barriers, strengthen families and promote healing when children need healthcare. The vision of RMHC is a world where all children have access to medical care and their families are supported and actively involved in their children¿s care.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-10 |
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