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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-21
TX RA APPROVED 2017-10-19
  • NY RA
    APPROVED
    Since 2021-06-21
  • TX RA
    APPROVED
    Since 2017-10-19

Branch Locations

2150 Town Square Place Suite 310, Sugar Land, TX 77479-1278 • United States

New Ulm, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Sugar Land TX 08/2017 Present
Library Of Congress (U.S. Government) Washington DC 08/2001 05/2017
  • 08/2017 → Present
    Sugar Land, TX
  • 08/2001 → 05/2017
    Library Of Congress (U.S. Government)
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-19
  • S66 Uniform Combined State Law Examination
    2017-10-19

View on SEC IAPD

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