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Katheryn S Stoll

J.P. Morgan Securities LLC

Mishawaka, IN

Columbus, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-05-15
TX RA APPROVED 2024-05-15
  • IN RA
    APPROVED
    Since 2024-05-15
  • TX RA
    APPROVED
    Since 2024-05-15

Branch Locations

5315 N. Main St, Mishawaka, IN 46545 • United States

3401 Morse Xing, Floor 01, Columbus, OH 43219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Mishawaka IN 08/2012 Present
J.P. Morgan Securities Llc Mishawaka IN 07/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-12
S63 Uniform Securities Agent State Law Examination 2017-11-01
  • S66 Uniform Combined State Law Examination
    2023-06-12
  • S63 Uniform Securities Agent State Law Examination
    2017-11-01
Other Names
  • Kate Stoll
  • Katheryn Nijak
  • Kate Nijak
  • Katie Stoll
  • Katie Nijak
  • Kate S Stoll
  • Katheryn S Stoll
  • Katheryn Susan Stoll

View on SEC IAPD

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Other Offices

UBS FINANCIAL SERVICES INC. · MISHAWAKA, IN
ROSENTHAL | HENRY CAPITAL ADVISORS, INC. · MISHAWAKA, IN
ROBERT W. BAIRD & CO. INCORPORATED · Mishawaka, IN
RAYMOND JAMES & ASSOCIATES, INC. · MISHAWAKA, IN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · MISHAWAKA, IN
SYM FINANCIAL ADVISORS · Mishawaka, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Mishawaka, IN
WELLS FARGO CLEARING SERVICES, LLC · MISHAWAKA, IN

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