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Katherine Elizabeth Schablow

Cetera Investment Advisers LLC

Gardendale, AL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2020-10-15
  • AL RA
    APPROVED
    Since 2020-10-15

Branch Locations

895 Odum Rd, Gardendale, AL 35071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Birmingham AL 04/2017 02/2018
Full-Time Student; University Of Alabama Tuscaloosa AL 08/2013 05/2017
The Prudential Insurance Company Of America Birmingham AL 10/2017 02/2018
Regions Bank Birmingham AL 04/2018 Present
Cetera Investment Services Llc St. Cloud MN 10/2019 Present
Cetera Investment Advisers Llc Gardendale AL 10/2020 Present
  • 04/2017 → 02/2018
    Pruco Securities, Llc
    Birmingham, AL
  • 08/2013 → 05/2017
    Full-Time Student; University Of Alabama
    Tuscaloosa, AL
  • 10/2017 → 02/2018
    The Prudential Insurance Company Of America
    Birmingham, AL
  • 04/2018 → Present
    Regions Bank
    Birmingham, AL
  • 10/2019 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 10/2020 → Present
    Cetera Investment Advisers Llc
    Gardendale, AL
Other Businesses

1. ANTIQUE DEALER IN ANTIQUE MALL; 2 HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-14
S63 Uniform Securities Agent State Law Examination 2017-08-01
  • S66 Uniform Combined State Law Examination
    2020-10-14
  • S63 Uniform Securities Agent State Law Examination
    2017-08-01

View on SEC IAPD

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Other Investors

KENNETH ADAM RUSSELL
KIMBERLY SUE YOUNG
MICHAEL DOUGLAS MATLOCK
SAMUAL SCOTT CANTRELL
KYLE REED WINDHAM
PAUL R WINDHAM
GREGORY SHAWN BROOKS
GREG J MARTIN

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Gardendale, AL
LPL FINANCIAL LLC · GARDENDALE, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Gardendale, AL
CETERA INVESTMENT ADVISERS LLC · GARDENDALE, AL
CETERA INVESTMENT ADVISERS LLC · GARDENDALE, AL
CETERA INVESTMENT ADVISERS LLC · MOUNT OLIVE, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Pinson, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Pinson, AL

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