Katherine Elizabeth Schablow

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2017 → 02/2018
  Pruco Securities, Llc
  Birmingham, AL
• 08/2013 → 05/2017
  Full-Time Student; University Of Alabama
  Tuscaloosa, AL
• 10/2017 → 02/2018
  The Prudential Insurance Company Of America
  Birmingham, AL
• 04/2018 → Present
  Regions Bank
  Birmingham, AL
• 10/2019 → Present
  Cetera Investment Services Llc
  St. Cloud, MN
• 10/2020 → Present
  Cetera Investment Advisers Llc
  Gardendale, AL

Other Businesses

1. ANTIQUE DEALER IN ANTIQUE MALL; 2 HRS/WK

Exams

• S66 Uniform Combined State Law Examination
  2020-10-14
• S63 Uniform Securities Agent State Law Examination
  2017-08-01