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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-07-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Service Co. | Gardendale | AL | 04/2008 | Present |
| Next Financial Group, Inc. | Houston | TX | 11/2011 | 07/2025 |
| Lpl Financial Llc | Gardendale | AL | 07/2025 | Present |
1) 07/10/2025-Financial Service Company-Owner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 01/01/1990-160hrs/mth-120hrs/mth during trading 2) 07/10/2025-Michael Matlock-Insurance-Owner-Non-Variable Insurance-Inv related-At Gardendale, AL-Start date 01/01/1995-5hrs/mth-5hrs/mth during trading 3) 07/10/2025-Michael Matlock-Rent-Owner-Real Estate Rental-Inv related-At Gardendale, AL-Start date 01/01/2014-5hrs/mth-5hrs/mth during trading 4) 07/10/2025-Financial Service Company-Owner-Tax Prep/Accounting/CPA-Inv related-At Gardendale, AL-Start date 07/08/2006-10hrs/mth-2hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-09 |
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