Best Investors Account Sign in

Kenneth Adam Russell

Raymond James & Associates, Inc.

Gardendale, AL

CRD 3134819

Claim This Profile
Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-29
AL RA APPROVED 2025-09-09
  • TX RA
    APPROVED
    Since 2025-09-29
  • AL RA
    APPROVED
    Since 2025-09-09

Branch Locations

1328 Main St., Gardendale, AL 35071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Birmingham AL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Birmingham AL 11/2016 09/2025
Raymond James & Associates Inc. Gardendale AL 09/2025 Present
Previous Registrations
  • 2005-08-17 → 2025-09-16
    Wells Fargo Clearing Services, Llc
    Gardendale, AL
    Birmingham, AL
    Cullman, AL
    Birmingham, AL
    Birmingham, AL
    Irondale, AL
    Pinson, AL
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Jasper, AL
    Cullman, AL
    Cullman, AL
    Gardendale, AL
    Cullman, AL
  • 2000-08-30 → 2005-08-18
    Ubs Financial Services Inc.
    Montgomery, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-02
S63 Uniform Securities Agent State Law Examination 1998-11-16
  • S66 Uniform Combined State Law Examination
    2001-08-02
  • S63 Uniform Securities Agent State Law Examination
    1998-11-16

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC

Nearby Investors

KIMBERLY SUE YOUNG
MICHAEL DOUGLAS MATLOCK
SAMUAL SCOTT CANTRELL

Nearby Offices

LPL FINANCIAL LLC · GARDENDALE, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Gardendale, AL
CETERA INVESTMENT ADVISERS LLC · GARDENDALE, AL

More in Gardendale, AL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor