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Kimberly Sue Young

Raymond James & Associates, Inc.

Gardendale, AL

Cullma, AL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-09-09
  • AL RA
    APPROVED
    Since 2025-09-09

Branch Locations

1328 Main St., Gardendale, AL 35071 • United States

105 1St Avenue North, Suite F, Cullma, AL 35055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Cullman AL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Cullman AL 11/2016 09/2025
Raymond James & Associates, Inc. Cullma AL 09/2025 Present
Previous Registrations
  • 2011-08-12 → 2025-09-16
    Wells Fargo Clearing Services, Llc
    Jacksonville, FL
    Cullman, AL
    Birmingham, AL
    Cullman, AL
    Cullman, AL
    Birmingham, AL
    Cullman, AL
    Memphis, TN
    Memphis, TN
    Birmingham, AL
Other Businesses

POWER OF ATTORNEY FOR MOTHER; INV RELATED; CULLMAN, AL; POA; 03/2025; 1 HOUR PER MONTH; 0 DURING TRADING; HELP MOTHER WITH HER ACCOUNTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-11
S63 Uniform Securities Agent State Law Examination 1997-09-17
  • S65 Uniform Investment Adviser Law Examination
    2011-08-11
  • S63 Uniform Securities Agent State Law Examination
    1997-09-17
Other Names
  • Kimberly Sue Carter

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
ERNST & YOUNG INVESTMENT ADVISERS LLP
H/N MANAGEMENT

Other Investors

KENNETH ADAM RUSSELL
MICHAEL DOUGLAS MATLOCK
SAMUAL SCOTT CANTRELL
KYLE REED WINDHAM
PAUL R WINDHAM
GREGORY SHAWN BROOKS
KATHERINE ELIZABETH SCHABLOW
GREG J MARTIN

Other Offices

LPL FINANCIAL LLC · GARDENDALE, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Gardendale, AL
CETERA INVESTMENT ADVISERS LLC · GARDENDALE, AL
CETERA INVESTMENT ADVISERS LLC · GARDENDALE, AL
CETERA INVESTMENT ADVISERS LLC · GARDENDALE, AL
CETERA INVESTMENT ADVISERS LLC · MOUNT OLIVE, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Pinson, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Pinson, AL

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