Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-06-28
  • PA RA
    APPROVED
    Since 2024-06-28

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

360 North Reading Road, Ephrata, PA 17522 • United States

360 N Reading Road, Ephrata, PA 17522 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H.D. Vest Investment Services Ephrata PA 08/2003 01/2017
H.D. Vest Advisory Services Ephrata PA 02/2005 01/2017
Aevidum Financial Services Ephrata PA 05/2010 Present
Hd Vest Insurance Agency Inc Irving TX 03/2016 01/2017
Lincoln Financial Advisors Corporation Ephrata PA 01/2017 06/2024
Lpl Financial Llc Ephrata PA 06/2024 Present
  • 08/2003 → 01/2017
    H.D. Vest Investment Services
    Ephrata, PA
  • 02/2005 → 01/2017
    H.D. Vest Advisory Services
    Ephrata, PA
  • 05/2010 → Present
    Aevidum Financial Services
    Ephrata, PA
  • 03/2016 → 01/2017
    Hd Vest Insurance Agency Inc
    Irving, TX
  • 01/2017 → 06/2024
    Lincoln Financial Advisors Corporation
    Ephrata, PA
  • 06/2024 → Present
    Ephrata, PA
Previous Registrations
  • 2017-01-09 → 2024-07-11
    Osaic Fa, Inc.
    Ephrata, PA
    Ephrata, PA
    Blue Bell, PA
  • 2005-02-05 → 2017-01-20
    Avantax Advisory Services
    Ephrata, PA
Other Businesses

1. 06/28/2024 - Darling Dells Tree Farm - Non-Inv Related - James Creek, PA - Business Owner - Started: 11/4/2015 - 5 Hrs/Mo; 0 Hrs During Trading. 2. 06/28/2024 - Family Forest Carbon Program - Non-Inv Related - James Creek, PA - Other - Contract with the Family Forest Carbon Program - Started: 6/28/2024 - 5% of Time Spent. 3. 06/28/2024 - Aevidum Financial Services - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 5/24/2024 - 140 Hrs/Mo; 7 Hrs During Trading. 4. 06/28/2024 - Aevidum Financial Services - Inv Related - At Reported Business Location(s) - Insurance Agency - Owner and Sales - Started: 1/1/2012 - 10 Hrs/Mo During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-05
S63 Uniform Securities Agent State Law Examination 1999-02-18
  • S66 Uniform Combined State Law Examination
    2005-01-05
  • S63 Uniform Securities Agent State Law Examination
    1999-02-18
Other Names
  • Doug Darling

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor