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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-27
  • TX RA
    APPROVED
    Since 2026-01-27

Branch Locations

2410 Highway 6, Sugar Land, TX 77478 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Houston TX 08/2014 06/2024
J.P. Morgan Securities Llc Sugar Land TX 07/2024 Present
Jpmorgan Chase Bank (Tx) Sugar Land TX 07/2024 Present
  • 08/2014 → 06/2024
    Wells Fargo Bank, Na
    Houston, TX
  • 07/2024 → Present
    Sugar Land, TX
  • 07/2024 → Present
    Jpmorgan Chase Bank (Tx)
    Sugar Land, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-11
S63 Uniform Securities Agent State Law Examination 2023-02-07
  • S65 Uniform Investment Adviser Law Examination
    2024-10-11
  • S63 Uniform Securities Agent State Law Examination
    2023-02-07
Other Names
  • Anh Hue Dieu
  • Anh Dieu

View on SEC IAPD

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