Rob Katsuyoshi Suenishi

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-02-24
HI	RA	APPROVED	2019-12-23

TX RA
APPROVED

Since 2020-02-24
HI RA
APPROVED

Since 2019-12-23

Branch Locations

733 Bishop Street Suite 2800, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Honolulu	HI	08/2017	Present
Guaranteed Rate	Honolulu	HI	05/2015	07/2017

08/2017 → Present

Morgan Stanley

Honolulu, HI
05/2015 → 07/2017

Guaranteed Rate

Honolulu, HI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-12-23

S66 Uniform Combined State Law Examination

2019-12-23

View on SEC IAPD

Other Firms

REGENCY CAPITAL MANAGEMENT INC.

WEALTH ALIGNMENT PARTNERS, LLC

WELLS FARGO CLEARING SERVICES, LLC

DIVERSIFY ADVISORY SERVICES, LLC

CETERA INVESTMENT ADVISERS LLC

MML INVESTORS SERVICES, LLC

COMMONWEALTH FINANCIAL NETWORK

KINGSWOOD WEALTH ADVISORS, LLC

Other Investors

GEORGE CHRISTIAN FLOAN HART

IAN YUEN YEE WONG

KELII JK KIAKONA

ERIC-ALLEN TSUTOMU CHING

JENNIFER LEE KUANONI

TYLER YOSHIO TAKAHATA

Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI

WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI

WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI

DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI

DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI

CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI

MML INVESTORS SERVICES, LLC · HONOLULU, HI

COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI

More in Honolulu, HI

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