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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-24 |
| MO | RA | APPROVED | 2024-10-01 |
Branch Locations
16305 Swingley Ridge Rd Ste 210, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services Llc | St Louis | MO | 07/2017 | 10/2017 |
| Farmers Insurance Group | St. Louis | MO | 06/2016 | 06/2017 |
| Td Ameritrade | St. Louis | MO | 07/2019 | 03/2021 |
| Xist Fitness | Arnold | MO | 03/2018 | 07/2019 |
| Buckle | Des Peres | MO | 10/2017 | 03/2018 |
| Us Bank | Bridgeton | MO | 02/2017 | 06/2017 |
| Citigroup | St. Louis | MO | 03/2021 | 09/2024 |
| Lpl Financial | Chesterfield | MO | 10/2024 | Present |
1- 09/2024 - Sirius Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/1/2024 - 160 Hours Per Month/ 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-15 |
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