Steven Lee Richard

Current Employers

Employment History

• 07/2017 → 08/2023
  Securian Financial Services, Inc.
  St. Paul, MN
• 07/2017 → 08/2023
  Minnesota Life Insurance Co.
  St. Paul, MN
• 07/2017 → Present
  Securian Financial Advisors Of North Dakota
  Mandan, ND
• 12/2015 → 05/2017
  Leingang Home Center Inc
  Mandan, ND
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Mandan, ND
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2023 → Present
  Lux Wealth Advisors
  Mandan, ND

Previous Registrations

• 2017-09-25 → 2023-08-10
  Securian Financial Services, Inc.
  Mandan, ND
  St. Paul, MN

Other Businesses

1) SAND FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2017 ADDRESS: , Mandan ND , United States DESCRIPTION: Agent/Broker 2) STEVEN RICHARD CPA POSITION: Owner NATURE: Accountant/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2013 ADDRESS: , Mandan ND , United States DESCRIPTION: Owner 3) EASTER SEALS GOODWILL ND, INC., BISMARCK POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/29/2022 ADDRESS: 1031 Interstate Ave, #1, Bismarck ND 58503, United States DESCRIPTION: My responsibility as a board member will be to provide advisory oversight and guidance to operations management of the organization. 4) NAME OF OTHER BUSINESS: LUX WEALTH ADVISORS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 30, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2017-08-30