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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2023-08-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Ins Co | St Paul | MN | 05/2003 | 08/2023 |
| Securian Financial Services, Inc | St Paul | MN | 05/2003 | 08/2023 |
| Securian Financial Advisors Of North Dakota | Mandan | ND | 05/2003 | Present |
| Brian Neuhardt | Mandan | ND | 09/2003 | Present |
| Investech | Saginaw | MI | 05/2003 | Present |
| Cetera Wealth Services, Llc | Mandan | ND | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1) BISMARCK PUBLIC SCHOOLS POSITION: Employee NATURE: Sport Coach/Referee INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 6 START DATE: 03/01/2012 ADDRESS: , Bismarck ND , United States DESCRIPTION: Employee 2) BISMARCK YOUTH FASTPITCH SOFTBALL ASSN POSITION: Officer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2009 ADDRESS: , Bismarck ND , United States DESCRIPTION: Officer 3) INVESTECH POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2003 ADDRESS: , Saginaw MI , United States DESCRIPTION: Agent/Broker 4) SAND FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 09/01/2003 ADDRESS: , Mandan ND , United States DESCRIPTION: Agent/Broker 5) USA SOFTBALL POSITION: Officer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2014 ADDRESS: , Bismarck ND , United States DESCRIPTION: Officer 6) NAME OF OTHER BUSINESS: LUX WEALTH ADVISORS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 7) POA INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: POA FOR FAMILY MEMBER START DATE: 12/7/22 POSITION/TITLE/RELATIONSHIP: MOTHER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PAY HER BILLS, MANAGE HER INVESTMENTS MEDICAL DECISIONS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-11-05 |
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