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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-22
ND RA APPROVED 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2026-04-22
  • ND RA
    APPROVED
    Since 2023-08-10

Branch Locations

4431 Memorial Hwy, Mandan, ND 58554 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Bismark ND 09/2009 10/2020
Principal Securities Inc Bismark ND 03/2016 10/2020
Securian Financial Services Inc St Paul MN 10/2020 08/2023
Minnesota Life Insurance Co St Paul MN 10/2020 08/2023
Securian Financial Advisors Of Nd Mandan ND 10/2020 Present
Cetera Wealth Services, Llc Mandan ND 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 09/2009 → 10/2020
    Principal Life Insurance Company
    Bismark, ND
  • 03/2016 → 10/2020
    Principal Securities Inc
    Bismark, ND
  • 10/2020 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 10/2020 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 10/2020 → Present
    Securian Financial Advisors Of Nd
    Mandan, ND
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Mandan, ND
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/30/2020 ADDRESS: 4431 MEMORIAL HWY, MANDAN ND 58554, United States DESCRIPTION: FIXED INSURANCE SALES 2) TOWN SQUARE MEDIA POSITION: Employee NATURE: RADIO STATION INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/09/2020 ADDRESS: 1830 N 11TH STREET, BISMARCK ND 58501, United States DESCRIPTION: SPORTS DIRECTOR; 3) NAME OF OTHER BUSINESS: LUX WEALTH ADVISORS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 06/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-19
S66 Uniform Combined State Law Examination 2008-04-23
  • S65 Uniform Investment Adviser Law Examination
    2020-12-19
  • S66 Uniform Combined State Law Examination
    2008-04-23
Other Names
  • Robert Jeffrey Meltzer
  • Robert Meltzer

View on SEC IAPD

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