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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
4431 Memorial Hwy, Mandan, ND 58554 • United States
510 7Th Street Nw, Steele, ND 58482 • United States
30 Main Street E Suite #2, Mayville, ND 58257 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Company | St Paul | MN | 08/2008 | 08/2023 |
| Securian Financial Services, Inc | St Paul | MN | 08/2008 | 08/2023 |
| Securian Advisors Of North Dakota, Inc | Bismarck | ND | 08/2008 | Present |
| Cetera Wealth Services, Llc | Mandan | ND | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
BISMARCK CANCER CENTER FOUNDATION BOARD POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2016 ADDRESS: , Bismarck ND , United States DESCRIPTION: Advisory Board EASTER SEALS/ GOODWILL OF NORTH DAKOTA POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2007 ADDRESS: , Mandan ND , United States DESCRIPTION: Member SAND FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2014 ADDRESS: , Bismarck ND , United States DESCRIPTION: Agent/Broker SUNNY SIDE UP PROPERTIES POSITION: Partner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2015 ADDRESS: 3406 CLAIRMONT RD, BISMARCK ND 58503, United States DESCRIPTION: Rental property LUX WEALTH ADVISORS POSITION: Owner NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 45 START DATE: 05/01/2023 ADDRESS: 4431 MEMORIAL HWY, MANDAN ND 58554, United States DESCRIPTION: Due to the Cetera transition I have to change the firm name from Securian Financial Advisors of ND to Lux Wealth Advisors.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-22 |
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