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Inactive

James David Duke

Hightower Advisors, LLC

Memphis, TN

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2019-05-08
  • TN RA
    APPROVED
    Since 2019-05-08

Branch Locations

999 S Shady Grove Rd Suite 105, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Green Square Capital Llc Memphis TN 07/2016 04/2019
Hightower Advisors Llc Chicao IL 04/2019 Present
  • 07/2016 → 04/2019
    Green Square Capital Llc
    Memphis, TN
  • 04/2019 → Present
    Hightower Advisors Llc
    Chicao, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-05
  • S65 Uniform Investment Adviser Law Examination
    2016-12-05

View on SEC IAPD

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