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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-15 |
| IN | RA | APPROVED | 2024-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Crs Tax Solutions | Westfield | IN | 07/2017 | 04/2019 |
| Hokanson Companies | Carmel | IN | 12/2016 | 04/2017 |
| Cetera Advisors Llc | Denver | CO | 06/2017 | 04/2019 |
| Harbour Investments, Inc. | Madison | WI | 04/2019 | 07/2021 |
| Financial Solutions And Investments | Kokomo | IN | 04/2019 | 07/2021 |
| Cetera Investment Services Llc | St Cloud | MN | 08/2021 | 12/2023 |
| Cetera Investment Advisers Llc | Indianapolis | IN | 08/2021 | 12/2023 |
| J.P. Morgan Securities Llc | Carmel | IN | 01/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Carmel | IN | 01/2024 | Present |
| Indiana University | Kokomo | IN | 03/2016 | 09/2017 |
| Anna S Ferguson Public Notary | Kokomo | IN | 10/2017 | 12/2023 |
| Charles And Anna Ferguson Llc | Frankfort | IN | 04/2019 | Present |
Entity Name: Charles and Anna Ferguson LLC Investment related: No Address: Frankfort IN Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 04/05/2019 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Real Estate and Farm Land for lease
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-05 |
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