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150 South 5Th Street Suite 3300, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-09 |
| AZ | RA | APPROVED | 2025-11-26 |
| FL | RA | APPROVED | 2025-11-18 |
| CA | RA | APPROVED | 2025-11-17 |
| IL | RA | APPROVED | 2025-11-17 |
| SD | RA | APPROVED | 2025-11-17 |
| MO | RA | APPROVED | 2025-10-30 |
| IA | RA | APPROVED | 2025-09-11 |
| NY | RA | APPROVED | 2025-03-03 |
| WA | RA | APPROVED | 2023-06-05 |
| WI | RA | APPROVED | 2022-05-12 |
| MN | RA | APPROVED | 2022-05-03 |
Branch Locations
150 South Fifth Street Suite 3300, Minneapolis, MN 55402 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United States Navy | Virginia Beach | VA | 10/2015 | 07/2017 |
| Thrivent Investment Management Inc | Minneapolis | MN | 07/2017 | 08/2021 |
| Thrivent Financial | Appleton | WI | 07/2017 | 07/2017 |
| Northland Securities | Minneapolis | MN | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-15 |
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