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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-01-24 |
| TX | RA | APPROVED_RES | 2022-07-22 |
| CA | RA | APPROVED | 2017-10-06 |
Branch Locations
7220 Trade St. Suite 240, San Diego, CA 92121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors | San Diego | CA | 06/2017 | Present |
| Wfgia | San Diego | CA | 10/2013 | Present |
| Burtech Pipeline Incorporated | Encinitas | CA | 11/2003 | Present |
| Nuline Technologies, Llc | Encinitas | CA | 03/2014 | Present |
| Db Pipeline Inc | Encinitas | CA | 09/2018 | Present |
| Registered Social Security Analysts | San Diego | CA | 09/2021 | 01/2023 |
| 4A Financial Services Inc. | Temecula | CA | 07/2020 | Present |
| World System Builders (Wsb) | Alviso | CA | 01/2023 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). World System Builders (WSB): is a co-brand that is used by agents affiliated with World Financial Group Insurance Agency, an insurance agency affiliate of Transamerica Financial Advisors, LLC 4a Financial Services Inc. / 0720-Present / 40182 Medford Road Temecula, Ca 92591 / Vice President / Wfg Activities / Hrs. Work Monthly: 50 / Sec Trading Hrs: 0 / Just A Pass-Through Income for Allour Wfg Related Activities. Db Pipeline Inc; Not Investment Related - Estimating & Operations for Commercial & Residential Construction or Pipeline Related Installation; 102 Second Street, Ste C; Encinitas, Ca 92024 As Of 09/2018 Burtech Pipeline Incorporated/Investment Related - No/102 Second Street, Encinitas, Ca 92024. (760) 634-2822/Underground Utility General Contractor Specializing In Sewer, Water And Storm Drain Installations./Chief Estimator/11.2003/128/128/Bidding Projects, Solicitation For Subcontractors And Vendors, Progress Billing And Construction Management. Nuline Technologies, Llc/Investment Related - No/102 Second Street Ste-B, Encinitas, Ca 92024/Trenchless Rehabilitation General Contractor, Specializing In Lining Technologies For Sewer And Storm Drain Systems./Partner/03.2014/20/20/Assist In Estimating And Management.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-17 |
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