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Vivek Thayalan

J.P. Morgan Securities LLC

Elgin, IL

Saint Charles, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-10-06
  • IL RA
    APPROVED
    Since 2023-10-06

Branch Locations

2500 Westfield Dr.,Building 1,Fl2, Elgin, IL 60124 • United States

Saint Charles, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Crystal Lake IL 06/2017 07/2018
Citibank Crystal Lake IL 07/2013 06/2017
Bank Of America, N.A. Crystal Lake IL 06/2017 07/2018
Fidelity Brokerage Services Llc Geneva IL 08/2018 10/2019
Ameriprise Financial Services, Inc St Charles IL 10/2019 04/2023
J.P. Morgan Securities Llc Elgin IL 09/2023 Present
Unemployed Saint Charles IL 05/2023 08/2023
  • 06/2017 → 07/2018
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Crystal Lake, IL
  • 07/2013 → 06/2017
    Citibank
    Crystal Lake, IL
  • 06/2017 → 07/2018
    Bank Of America, N.A.
    Crystal Lake, IL
  • 08/2018 → 10/2019
    Fidelity Brokerage Services Llc
    Geneva, IL
  • 10/2019 → 04/2023
    Ameriprise Financial Services, Inc
    St Charles, IL
  • 09/2023 → Present
    J.P. Morgan Securities Llc
    Elgin, IL
  • 05/2023 → 08/2023
    Unemployed
    Saint Charles, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-06
  • S66 Uniform Combined State Law Examination
    2017-10-06
Other Names
  • Vik Thayalan

View on SEC IAPD

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Matthew L Schultz
Anthony Rosario Perrelli
KIMBERLY LUHMAN

Other Offices

MONOTELO WEALTH PARTNERS · ELGIN, IL
SIERENS FINANCIAL GROUP, INC. · ELGIN, IL
AUSDAL FINANCIAL PARTNERS, INC. · ELGIN, IL
EDWARD JONES · ELGIN, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · ELGIN, IL
ROBERT W. BAIRD & CO. INCORPORATED · Elgin, IL
CETERA INVESTMENT ADVISERS LLC · ELGIN, IL
J.P. MORGAN SECURITIES LLC · Elgin, IL

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