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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-10-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tcf Inventory Finance Inc | Hoffman Estates | IL | 01/2014 | 05/2019 |
| Morgan Stanley | Chicago | IL | 08/2019 | 09/2021 |
| Morgan Stanley Private Bank | Chicago | IL | 10/2019 | 09/2021 |
| Northwestern Mutual Investment Services Llc | Vernon Hills | IL | 09/2021 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2021 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, EIFFEL JUNGLE, LLC, LEGAL ENTITY, START DATE: 12/31/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, NON-INVESTMENT RELATED. 3. ARP DISTRICT NETWORK OFFICE, LLC (RECEIVING PERSONAL AND MD BUSINESS OVERRIDES), LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 9/11/2024, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-25 |
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