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Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-01-29
MT RA APPROVED 2024-01-22
TX RA APPROVED_RES 2024-01-09
NY RA APPROVED 2021-05-21
IL RA APPROVED 2011-04-01
  • AZ RA
    APPROVED
    Since 2024-01-29
  • MT RA
    APPROVED
    Since 2024-01-22
  • TX RA
    APPROVED_RES
    Since 2024-01-09
  • NY RA
    APPROVED
    Since 2021-05-21
  • IL RA
    APPROVED
    Since 2011-04-01

Branch Locations

2250 Point Blvd Ste 320, Elgin, IL 60123 • United States

3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ausdal Financial Partners, Inc Davenport IL 04/2011 Present
Previous Registrations
  • 2010-10-19 → 2011-04-19
    Northbrook, IL
  • 2010-09-29 → 2010-12-31
    Sheridan Road Advisors, Llc
    Northbrook, IL
  • 2008-03-03 → 2010-12-01
    Nrp Advisors, Inc.
    Northbrook, IL
  • 2006-12-12 → 2008-10-16
    Nrp Financial, Inc.
    Northbrook, IL
    Bryan, OH
    Bryan, OH
    Northbrook, IL
  • 2000-04-27 → 2006-12-13
    Oakbrook, IL
    Northbrook, IL
    Oak Brook, IL
Other Businesses

1. EDUCATION PRESENTER; 401(K) GENERAL PLAN EDUCATION SERVICES; STARTED 6/1/2011; 5-10 HR/MONTH WITH ALL BEING DURING TRADING HOURS; NON-INVESTMENT RELATED; FEE BASED COMPENSATION. 2. MEDIGAP REFERRALS; INVESTMENT RELATED; ELGIN, IL; REFERROR; ACTIVITY BEGAN 12/2020; I DEVOTE APPX 1 HOUR PER MONTH DURING TRADING HOURS TO THIS ACTIVITY; CLIENT REFERALS TO FIRM THAT SPECIALIZES IN MEDIGAP INSURANCE. 3. INSURANCE SALES; INVESTMENT RELATED;AGENT; ELGIN, IL; HEALTH AND LIFE INSURANCE SALES; AGENT; ACTIVITY BEGAN 1/2001; I DEVOTE APPX 5-10 HOURS PER MONTH TO THIS ACTIVITY ALL DURING TRADING HOURS; SALE OF VARIOUS INSURANCE PRODUCTS. 4. WILD RELD PARTNERS; NON INVESTMENT RELATED; HUNTLEY, IL; REAL ESTATE PROPERTY; PARTNER; ACTIVITY BEGAN IN 05/1997; I DEVOTE LESS THAN ONE HOUR TO THIS ACTIVITY PER MONTH, WITH NO HOURS DURING TRADING HOURS; COLLECT MONTHLY DUES TO OPERATE FAMILY VACATION HOME. 5. FIELDS OF WILLOW HILL; NON INVESTMENT RELATED; HUNTLEY, IL; HOMEOWNERS ASSOCIATION; VICE PRESIDENT OF ASSOC; ACTIVITY BEGAN 11/2024; I DEVOTE 1 HOUR PER MONTH TO THIS ACTIVITY DURING TRADING HOURS; ASSIST IN THE ADMINISTRATION OF THE HOME OWNERS ASSOCIATION FOR NEIGHBORHOOD DEVELOPMENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-08
S63 Uniform Securities Agent State Law Examination 1996-08-27
  • S65 Uniform Investment Adviser Law Examination
    1999-10-08
  • S63 Uniform Securities Agent State Law Examination
    1996-08-27
Designations
Other Names
  • Dan Lundquist
  • Daniel M Lundquist

View on SEC IAPD

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