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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-04-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/2011 | 04/2018 |
| Northwestern Mutual Investment Services, Llc | Crystal Lake | IL | 05/2012 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 04/2018 |
| Tom Goris | Elgin | IL | 04/2018 | 12/2020 |
| James J Kratochvil | Elgin | IL | 01/2021 | Present |
| Joshua Elliott Byrd | Elgin | IL | 01/2021 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2022 | Present |
| Derek Peterson | Elgin | IL | 06/2023 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. OWNER, BKP INSURANCE SERVICES, LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 6/1/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 3. OWNER, LJL UNLIMITED, LLC, LEGAL ENTITY, START DATE: 08/27/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-06 |
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