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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-06-13
  • IL RA
    APPROVED
    Since 2025-06-13

Branch Locations

2175 Point Blvd Ste 260, Elgin, IL 60123 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2025 Present
Northwestern Mutual Investment Services Llc Elgin IL 05/2025 Present
83Rd Street Wealth Management South Barrington IL 07/2014 Present
  • 05/2025 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2025 → Present
    Elgin, IL
  • 07/2014 → Present
    83Rd Street Wealth Management
    South Barrington, IL
Previous Registrations
  • 2014-09-29 → 2025-05-28
    83Rd St. Wealth Management, Llc
    South Barrington, IL
  • 2009-12-04 → 2014-09-26
    Skokie, IL
  • 2007-07-25 → 2009-12-04
    Chase Investment Services Corp.
    Northbrook, IL
    Chicago, IL
    Wilmette, IL
    Glenview, IL
Other Businesses

1. 83rd Street Wealth Management, Investment-related, 6 Rose Blvd, South Barrington, IL, USA, 60010, 100% Owner, Start Date: 07/01/2014, 40 hrs per week, 40 trading hrs per week, Advisor, Duties: 83rd St will become a DBA so Im not sure its outside business but the entity will exist.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-06-23
S65 Uniform Investment Adviser Law Examination 2007-07-24
  • S63 Uniform Securities Agent State Law Examination
    2025-06-23
  • S65 Uniform Investment Adviser Law Examination
    2007-07-24
Other Names
  • Matthew Lawrence Schultz

View on SEC IAPD

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